Whistleblower Dodd Frank

Plaintiff v. Defendant (names withheld)

  • Whistleblower case filed under seal pursuant to the DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT (“Dodd-Frank Act”) with the Securities and Exchange Commission, Office of the Whistleblower (“SEC”) to qualify our Client for a potential award under the SEC Whistleblower Program and the Dodd-Frank Act (2011).

    Advised our client in providing the SEC with original information about his former employer’s alleged violations of federal securities laws.

    A confidential settlement was reached pending SEC investigation.